2012 Chief Compliance Rankings

Featured Executive:

Daniel Goldstein

Dan Goldstein is the Executive Vice President and Chief Legal & Compliance Officer at Pitney Bowes. In this role, Dan is responsible for a wide range of corporate functions including legal, intellectual property, governance, ethics, compliance, data privacy, environment, and health & safety.

Dan rejoined Pitney Bowes in 2010 after having served as Senior Vice President and General Counsel for GAF Materials Corporation, and International Specialty Products, ISP Minerals. These entities are in the manufacturing, chemicals and mining industries. Dan was the lead attorney for this group of commonly owned, privately held companies.

Before joining GAF, Dan held leadership roles in the Pitney Bowes Legal organization. He joined Pitney Bowes in 1999 as Associate General Counsel and was appointed Vice President, Deputy General Counsel in 2005. While at Pitney Bowes, Dan directed major commercial litigations, advised senior management and the Board of Directors on legal matters, and supervised commercial lawyers.

Prior to joining Pitney Bowes, Dan held legal management roles with the United States Securities and Exchange Commission’s Division of Enforcement in the Northeast Regional Office. As Branch Chief and Assistant Regional Director, he directed investigations and litigations related to securities law violations.

Earlier in his career, Dan was a Litigation Associate at the law firm of Debevoise & Plimpton and was Law Clerk to the Hon. Caleb M. Wright, a federal judge.

Dan received his B.A. degree, summa cum laude, from the University of Pennsylvania and a B.S. degree, summa cum laude, from the Wharton School of Finance. He received his J.D., magna cum laude, from the Harvard Law School.

2012 Chief Compliance Rankings

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There are over 15,000 Chief Compliance Officers in the United States. Only the very best are awarded the distinction of being a part of ExecRank’s “Top Chief Compliance Officer Rankings” for 2012. The number one area of focus for Top CCOs in 2012 has been their role in maintaining regulatory and financial controls with adherence to increasingly difficult reporting compliance. ExecRank also weighed heavily the recommendations provided by the CFOs, General Counsel, and CEOs of the finalists, as the compliance process is crucial to analyzing the company’s past and future performance.The CCOs that made this list represent the best of the best in their field.

Chief Compliance Officers were ranked according to our patent-pending proprietary Chief Compliance Officer Ranking Algorithm that calculates points for 24 key categories, in addition to the insights and feedback from evaluation committees featuring some of the world’s most renowned business leaders. Like all of our position specific ranking algorithms, the Chief Compliance Officer Ranking Algorithm serves as an objective standard for executive performance and is designed to produce results that act as leading indicators for future executive and team performance. Feedback from past award winners includes:

Saverio Mirarchi, Chief Compliance & Ethics Officer, Northern Trust“I am honored by this ranking. I consider it an endorsement of the fine colleagues who have worked with me over the years. Together we have been on this journey through the ever evolving and challenging financial services Regulatory Compliance landscape.”

Robert Lupone, Vice President and General Counsel, Textron“I am honored by ExecRank’s recognition of me as a top legal officer and for being included in such a talented group of general counsel colleagues. This recognition reflects the strength of the legal and compliance team at Textron.”

David Palamé, Assistant General Counsel & Chief Compliance Officer, Colony Capital“In an ever expanding legal, regulatory and compliance driven corporate environment, I’d like to thank ExecRank for the recognition of not only my efforts but also my peer General Counsels and Chief Compliance Officers working diligently to maintain and elevate corporate responsibility and transparency among our respective companies, senior management and shareholders.”

Edward Ryan, Vice President and General Counsel, Marriott International“The ranking is much appreciated, and is truly in recognition of the fantastic Marriott Law department around the globe – One World, One Law.”

Denise Maksimoski, Senior Director of Accounting, Oxford Resource Partners, LLP“It is truly an honor to be recognized by ExecRank among such a distinguished group, the 2012 Top Chief Accounting Officers. I have been blessed throughout my career to be surrounded by a bright and talented team of professionals including my team at Oxford Resource Partners.”

See more praise and media mentions for ExecRank rankings…

1. Daniel Goldstein, Pitney Bowes Inc. 2. Fred White, CIFC Corp.
3. John Ramirez, Bexil Corporation 4. Shane Elsbury, American Equity Investment Life Holding Company
5. Gene Hull, Ironwood Pharmaceuticals, Inc. 6. Greg Woodson, Colgate-Palmolive Company
7. Patrick Conroy, TICC Capital Corp. 8. Cary Schaefer, Fidus Investment Corporation
9. Sarah McCafferty, T. Rowe Price Group, Inc. 10. Beth Colling, The Babcock & Wilcox Company
11. Jay Cohen, Assurant, Inc. 12. David Palamé, Colony Financial, Inc.
13. Tom Mielke, Kimberly-Clark Corporation 14. Linda Newborn, Deere & Company
15. Laura Kennedy, SAIC, Inc. 16. Saverio Mirarchi, Northern Trust Corporation
17. Norman R. Sherman, Horace Mann Investors, Inc 18. Mike Whitcomb, Union Pacific Corporation
19. Phyllis Skene-Stimac, MoneyGram International, Inc. 20. Tom Rus, M&T Bank Corporation
21. Cynthia Patton, Amgen Inc. 22. Mark Kleinman, Pioneer Natural Resources Company
23. Jim Pyle, Stewart Information Services Corporation 24. Wendy Jones, Alaska Air Group, Inc.
25. Paul Jones, Harley-Davidson, Inc. 26. Patti Russell, Becton, Dickinson and Company
27. James Evans, MEDNAX, Inc. 28. Dee Brown, TECO Energy, Inc.
29. Phillip Clendenin, AmSurg Corp. 30. John Brynga, The Hanover Insurance Group, Inc.
31. Laurene Horiszny, BorgWarner Inc. 32. Richard Petrocelli, Saratoga Investment Corp.
33. Craig Morford, Cardinal Health, Inc. 34. Anne Nobles, Eli Lilly and Company
35. Elizabeth Moran, UnitedHealth Group Incorporated 36. Laura Merten, Walgreen Co.
37. Michael Lewis, Collectors Universe, Inc. 38. Christine Connolly, Dollar General Corporation
39. Kerry Demitriou, IntercontinentalExchange, Inc. 40. Greg Brazaitis, Energy Transfer Partners, L.P.
41. Regis Becker, PPG Industries, Inc. 42. Joe Traficanti, United Natural Foods, Inc.
43. Sherri Kuhlmann, Molson Coors Brewing Company 44. Susanne Denby, National Financial Partners Corp.
45. Rankings Update. 46. Rich Bowles, Merck & Co., Inc.
47. Joe Beacom, Landstar System, Inc. 48. David Korn, Zep Inc.
49. Martin Baker, The Greenbrier Companies, Inc. 50. Frank Nardolillo, MSC Industrial Direct Co., Inc.
51. Mark Darrell, The Laclede Group, Inc. 52. Kevin McMahon, Calpine Corporation
53. Matt Fitzgerald, BlackRock, Inc. 54. Daniel Gilligan, Kohlberg Capital Corporation
55. Mark Johnson, CNO Financial Group, Inc. 56. Tom Auriemma, Penn National Gaming, Inc.
57. Charles Christofilis, First Republic Bank 58. Judy Martinez, Northrop Grumman Corporation
59. Samuel Lee, Northeast Utilities 60. Doug Lankler, Pfizer Inc.
61. Mai Shiver, Wells Capital 62. Gretchen Hiley, Crawford & Company
63. Dennis Algiere, Washington Trust Bancorp, Inc. 64. John Homier, NGP Capital Resources Company
65. Robert Masters, Acadia Realty Trust 66. Janne Wissel, Jazz Pharmaceuticals plc
67. Jon Walton, Allegheny Technologies Incorporated 68. Sonny Cave, ON Semiconductor Corporation
69. Jeffrey Guldner, Pinnacle West Capital Corporation 70. Garin Bergman, IDEX Corporation
71. Dan Chapman, Parker Drilling Company 72. Karen Kissinger, UNS Energy Corporation
73. Ellen Harmon, ATMI, Inc. 74. Sherry Williams, Halliburton Company
75. Mark Osborne, UMB Financial Corporation 76. Jeffrey Suhanic, The PNC Financial Services Group, Inc.
77. James Sanders, FXCM Inc. 78. Kathleen Dixon, Pinnacle Financial Partners, Inc.
79. Lew Schwartz, Gartner, Inc. 80. Jason Hollander, Diebold, Incorporated
81. Deborah Hoffman, UIL Holdings Corporation 82. David F., Virtus Investment Partners, Inc.
83. Al Liu, VeriFone Systems, Inc. 84. Stephen Weinstein, RenaissanceRe Holdings Ltd.
85. Phil Rudolph, Jack in the Box Inc. 86. Jennifer Painter, MRV Communications, Inc.
87. Dick Green, Bob Evans Farms, Inc. 88. Robert Brewer, Office Depot
89. Susan McGovney, City National Corporation 90. Tim Stearns, Envestnet, Inc.
91. Tom McKeever, Actuate Corporation 92. Anne Mullally, Stryker Corporation
93. Laurel Gramming, Brown & Brown, Inc. 94. Michael Nieman, NorthWestern Corporation
95. Ken Fernandez, Reddy Ice Holdings, Inc. 96. Don Delano, Artio Global Investors Inc.
97. Joe Traficanti, United Natural Foods, Inc. 98. Brian Oswald, Prospect Capital Corporation
99. Samuel Flax, American Capital, Ltd. 100. Steve Mahon, MTS Systems Corporation
101. Mark Flynn, Virtus Investment Partners, Inc. 102. Leonard David, Henry Schein, Inc.
103. Michael Zubovich, Unisys Corporation 104. Peter Buchler, Orion Marine Group, Inc.
105. Tony Bellezza, Rite Aid Corporation 106. Patricia Clarey, Health Net, Inc.
107. Helen Touchton, MB Financial, Inc. 108. Scott Harvey, Hercules Technology Growth Capital, Inc.
109. Nick Singh, Annaly Capital Management, Inc. 110. Jamon Jarvis, Nature’s Sunshine Products, Inc.
111. Vicki Baue, Cosi, Inc. 112. Nate Cagle, Alaska Communications Systems Group, Inc.
113. John McDonald, Toll Brothers, Inc. 114. Bruce Byrnes, The Navigators Group, Inc.
115. Sandy Williams, American Electric Power Company, Inc. 116. Mary Kipp, El Paso Electric Company
117. Carol Forsyte, Air Lease Corporation 118. Sharon Hartman, PharMerica Corporation
119. Gary Ckodre, The Men’s Wearhouse, Inc. 120. Mary Leahy, Journal Communications, Inc.
121. David Heller, Edison International 122. Anthony Dell, Ares Capital Corporation
123. Joan Stafslien, CareFusion Corporation 124. Tim Woodard, McDermott International, Inc.
125. Todd Carver, Teradata Corporation 126. Marian Durkin, Avista Corporation
127. Darrem Lippoldt, Volcano Corporation 128. John Blevins, BlackRock Kelso Capital Corporation
129. Brian Shore, MRC Global Inc. 130. Todd Kuehl, Legg Mason, Inc.
131. Sheryl Newman, Lender Processing Services, Inc. 132. Steve DeGiusti, PostRock Energy Corporation
133. Chris Fawzy, Woodward, Inc. 134. Jane Lewis-Raymond, Piedmont Natural Gas Company, Inc.
135. Warren Mondschein, CommVault Systems, Inc. 136. Cuan Coulter, State Street Corporation
137. Pat Taylor, Western Alliance Bancorporation 138. Brent Walters, Gardner Denver, Inc.
139. Charles Lestage, Hercules Offshore, Inc. 140. Laureen Seeger, McKesson Corporation
141. Mike Jines, GenOn Energy, Inc. 142. Brett Scharback, International Speedway Corporation
143. Michael Keller, Cardtronics, Inc. 144. Scott Lerner, B&G Foods, Inc.
145. Mark Sullivan, MModal Inc. 146. Nanette Horner, Empire Resorts, Inc.
147. Jean Lim, Hanmi Financial Corporation 148. Tod Reichert, MCG Capital Corporation
149. Tracy Morris, Capital Southwest Corporation 150. Bruce Taten, Cooper Industries plc
151. Dawn Smith, VMware, Inc. 152. Paul Shlanta, AGL Resources Inc.
153. David Williams, Innospec Inc. 154. Michael Lanza, Selective Insurance Group, Inc.
155. Tom McHugh, Lincoln Educational Services Corporation 156. David Fusco, Virtus Investment Partners, Inc
157. Eleanor Schmidt, Cardinal Financial Corporation 158. Rodger Stout, Main Street Capital Corporation
159. Ranking Update 160. Frank Walker, FBR & Co.
161. Jody Dietel, WageWorks, Inc. 162. John Ramirez, Winmill & Co. Incorporated
163. Stan Stern, Track Data Corporation 164. Martha Duncan, Parametric Technology Corporation
165. Sean Elliott, CARBO Ceramics Inc. 166. Linda Colwell, Weyerhaeuser Company
167. Norm Finch, Zimmer Holdings, Inc. 168. Sylvia Fry, Westwood Holdings Group, Inc.
169. Gary Wallace, Natural Health Trends Corp. 170. Brett Pynnonen, Federal-Mogul Corporation
171. Nicole Daniel, Albemarle Corporation 172. Ed Moore, RPM International Inc.
173. Jill Granat, Burger King 174. Chuck Boettcher, Eagle Rock Energy Partners, L.P.
175. Tabitha Aspling, Ascent Capital Group, Inc. 176. Ernst Sabo, Lannett Company, Inc.
177. Jim Nestor, Investors Capital Holdings, Ltd. 178. Sandy Rhodes, Chico’s FAS, Inc.
179. Justin Clarke, EXCO Resources, Inc. 180. Preston Wigner, Universal Corporation
181. Audrey Strauss, Alcoa Inc. 182. Sarah Richardson, Medicis Pharmaceutical Corporation
183. David Kowalski, Janus Capital Group Inc. 184. Vince Brockman, The Scotts Miracle-Gro Company
185. Allyson Bouldon, Chiquita Brands International, Inc. 186. Gil Mogavero, JMP Group Inc.
187. Barry Goldfelder, Loral Space & Communications Inc. 188. Catherine Makstenieks, Duff & Phelps, LLC
189. Gautam Shah, Achillion Pharmaceuticals, Inc. 190. Jon Kiekhofer, The Ziegler Companies, Inc.
191. Jean Fitterer-Lance, Boston Scientific Corporation 192. Jennafer Watson, Layne Christensen Company
193. Sue Barkal, KEMET Corporation 194. Michael Cohn, Fortress Investment Group LLC
195. Jeffrey Blockinger, Och-Ziff Capital Management Group LLC 196. Dana Goldstein, The Allstate Corporation
197. Mark Litwin, Southwest Gas Corporation 198. Seth Morris, Revlon, Inc.
199. Nils Ericson, Paulson Capital Corp. 200. Paul Kangas, The TJX Companies, Inc.
201. Carol Parker, VSE Corporation 202. Gary Rowen, Celanese Corporation
203. Gia Sims, Celgene Corporation 204. Barbara Cormier, BioScrip, Inc.
205. Karen Anderson, Cubist Pharmaceuticals, Inc. 206. Jose Sierra, Abbott Laboratories
207. Dilip Kulkarni, Oracle Corporation 208. Rankings Update
209. E. Scott Gilbert, Marsh & McLennan Companies, Inc. 210. Kathryn Taylor, Hanesbrands Inc.
211. Paul Alexander, Hasbro, Inc. 212. Scott Schilling, Morningstar, Inc.
213. Rankings Update 214. Mark Loper, Coventry Health Care, Inc.
215. Kimberle Jones, Chevron Corporation 216. Joe Vitale, TD Ameritrade Holding Corporation
217. Jules Lorio, Capital One Financial Corporation 218. Thomas Kicak, SunTrust Banks Inc.
219. Christine Blackstone, SVB Financial Group 220. Dierdre Tunney, The Bank of New York Mellon Corporation
221. Scott Craddock, Corrections Corporation of America 222. Carol Hampfner, National HealthCare Corporation
223. Marcia Walker, BancorpSouth, Inc. 224. Cynthia Helms, Synovus Financial Corp.
225. John Tarlecon, LavaFlow 226. Christina Jennings, Valero Energy Corporation
227. Moria Lowe, The Phoenix Companies, Inc. 228. Robert McDonald, Exelon Corporation
229. Kristi Rojohn, FBL Financial Group, Inc. 230. Paul Tufaro, Evercore Partners Inc.
231. Kelly Ullom, Kansas City Life Insurance Company 232. Joseph Nowicki, Spartan Motors, Inc.
233. Cindy Michel, Apollo Investment Corporation 234. Carol Chastain, United Community Banks, Inc.
235. John Rippy, Republic Bancorp, Inc. 236. Tamara Simon, 1st Source Corporation
237. Doug Hilditch, S&T Bancorp, Inc. 238. Carol Adams, Inland Real Estate Corporation
239. Rankings Update 240. Michael Wagner, Arrow Financial Corporation
241. Greg Hinebaugh, First United Corporation 242. Ibis Ruiz, Great Florida Bank
243. Dawna Dougherty, BEO Bancorp 244. John Sullivan, Costco Wholesale Corporation
245. Emi Donis, Precision Castparts Corp. 246. Rankings Update
247. Jerry Meyers, Trinity Industries, Inc. 248. Bob Heidorn, Vectren Corporation
249. Peter Ward, AFC Enterprises 250. Kurt Hartman, Optimer Pharmaceuticals, Inc.